Oragenics Regains NYSE Compliance Following $16.5 Million Funding Round for Concussion Treatment Development

By Advos

TL;DR

Oragenics regained NYSE compliance and secured $16.5 million funding, positioning investors to benefit from advancing ONP-002 through key clinical trials.

Oragenics restored compliance by meeting NYSE standards through a public offering that funded equity and supports Phase II trials for their intranasal brain therapy.

Oragenics' brain-targeted intranasal technology aims to revolutionize neurological care, potentially improving recovery for concussion patients and advancing treatments for CNS disorders.

Oragenics is developing the first FDA-approved intranasal treatment for concussion using proprietary technology that delivers therapeutics directly to the brain.

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Oragenics Regains NYSE Compliance Following $16.5 Million Funding Round for Concussion Treatment Development

Oragenics Inc. (NYSE American: OGEN), a clinical-stage biotechnology company developing brain-targeted therapeutics, has regained full compliance with NYSE American's continued listing standards. The exchange confirmed compliance with Section 1003(a)(iii) effective October 20, 2025, removing the below-compliance indicator and restoring the company to the roster of compliant issuers. This regulatory achievement follows the company's successful $16.5 million public offering of Series H Convertible Preferred Stock, which closed on July 2, 2025.

The compliance restoration represents a significant turnaround for the biotechnology firm, which had been working to strengthen its financial position while advancing its lead drug candidate. CEO Janet Huffman emphasized that "regaining compliance represents more than a regulatory milestone—it reflects our commitment to transparency, financial discipline, and restoring investor confidence." The company's ability to meet exchange requirements signals improved financial health and operational stability at a critical juncture in its development pipeline.

The $16.5 million funding round has restored stockholder equity and provides essential capital to advance ONP-002 through key Phase II milestones in Australia and upcoming Phase IIb trials in the United States. ONP-002 represents a potentially groundbreaking approach to concussion treatment, utilizing Oragenics' proprietary intranasal delivery technology to target brain-related conditions non-invasively. The company aims to develop the first FDA-approved treatment for concussion, addressing a significant unmet medical need in neurological care.

Oragenics' platform technology extends beyond concussion treatment, with potential applications for neurodegenerative diseases and central nervous system disorders. The intranasal delivery method represents an innovative approach to bypassing the blood-brain barrier, potentially enabling more effective treatment of various neurological conditions. Additional information about the company's developments is available in their newsroom at https://ibn.fm/OGEN.

The restoration of NYSE compliance and successful capital raise come at a pivotal moment for the neurological therapeutics market. With concussion affecting millions annually and limited treatment options available, Oragenics' progress could have substantial implications for patient care, sports medicine, and emergency medicine protocols. The company's financial stabilization enables continued investment in research that could transform how healthcare systems approach neurological trauma recovery.

For investors and the broader biotechnology sector, Oragenics' compliance achievement demonstrates the importance of maintaining financial discipline while pursuing innovative medical solutions. The company's ability to navigate regulatory challenges while advancing clinical programs highlights the complex balance required in drug development. As Oragenics moves forward with its clinical trials, the medical community will be watching closely for results that could validate this novel approach to brain-targeted therapeutics.

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Advos

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